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PRIIPS AND MIFID II REGULATORY CALENDAR

By Mikkel Bates

Updated on Tuesday, 13 June, 2017

PRIIPs – Live date 1 January 2018

Recent

Revised Regulatory Technical Standards (RTS) issued by European Commission, following rejection by European Parliament in September 2016 and rejection of revisions by the European Supervisory Authorities (ESAs) in December 2016

8 March 2017

European Parliament officially raised no objections, accepting the revised RTS

5 April 2017

ALFI (Association of the Luxembourg Fund Industry) published Issue 1 of its PRIIPs KID Q&As

7 April 2017

FCA Issued Policy Statement PS17/6 on disclosure rules under PRIIPs

2 May 2017

 

Due

Level 3 guidance from the ESAs in the form of Q&As expected

June 2017

 

MiFID II – Live date 3 January 2018

Recent

Financial Services and Markets Act 2000 (Regulated Activities) (Amendment). Order 2017 incorporated MiFID II into UK law

28 March 2017

FCA issued its 5th MiFID II consultation paper, CP17/8

1 April 2017

PRA issued PS9/17, its second Policy Statement on MiFID II implementation

28 April 2017

ESMA issued its final guidelines on MiFID II product governance requirements

2 June 2017

ESMA issued its guidance Q&As on MiFID II and MiFIR investor protection

6 June 2017

 

Due

Second FCA policy statement on MiFID II implementation due

June 2017

European Working Group’s target date to issue the final European MiFID Template (EMT) to transfer costs & charges and target market data from asset managers to distributors

End June 2017